Interactive Brokers offers unrivalled market access and the lowest commissions in the industry for active stock traders. The TWS platform is extremely powerful but has a steep learning curve for beginners.
Read ReviewFINRA
Last updated
2
Regulated Brokers
Country
United StatesJurisdiction
United States
Tier
Tier 1
Highest level of investor protection with strict capital requirements and segregated client funds.
Max Leverage
No mandated cap
This regulator does not publish a mandated retail leverage limit.
Official Website
finra.org
The Financial Industry Regulatory Authority is the self-regulatory body overseeing US broker-dealers under SEC supervision. FINRA-registered firms must meet strict capital, conduct, and reporting standards. Combined with SEC registration, FINRA membership is the gold standard for US securities broker-dealers offering forex alongside equities and futures. Traders can verify any FINRA firm via BrokerCheck.
Verify on official register
Check a broker's licence status directly on FINRA's public register.
FINRA Regulated Stock Brokers
2 brokers
4.0/ 5
TradeStation offers full equity trading including real stock ownership under SEC/FINRA regulation - a US institutional-grade broker with EasyLanguage algorithmic tools and deep market data.
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Find my brokerFrequently Asked Questions
FINRA is classified as a Tier 1 regulator. Highest level of investor protection with strict capital requirements and segregated client funds.
We currently list 2 stock brokers regulated by FINRA. The full list is shown above, sorted by overall trader rating.
FINRA is based in United States and covers the United States jurisdiction. As a Tier 1 regulator, it enforces strict capital adequacy, client fund segregation, and compensation schemes, making it one of the safest options for retail investors.
Visit the official FINRA website and use their public register or licence verification tool. Enter the broker's registered name or licence number to confirm its status. This is the most reliable way to check a broker's regulatory standing.
Compensation availability depends on the specific rules of FINRA in United States. Tier 1 regulators typically operate investor compensation schemes covering a portion of client funds. Check the regulator's official guidance for current limits and eligibility criteria.