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United StatesEach broker on this page is regulated by FINRA, the Tier 1 self-regulatory authority for stockbrokers and trading firms in the United States. FINRA enforces rigorous standards for member firms, including strict rules on supervision, disclosure, and operational conduct. Client fund segregation is required, along with regular audits to help maintain market integrity. FINRA’s remit covers some of the largest and most active securities brokers in the US, with a reputation for strong enforcement actions.
Verify on official register
Check a broker’s licence status directly on the FINRA register.
Interactive Brokers offers unrivalled market access and the lowest commissions in the industry for active stock traders. The TWS platform is extremely powerful but has a steep learning curve for beginners.
Fidelity's zero-expense-ratio index funds, commission-free trading, and Active Trader Pro platform make it the most compelling long-term investing home for US investors who want institutional fund management alongside serious trading capability, all under one roof with no account minimum.
Charles Schwab combined the scale and financial stability of a century-old brokerage with TD Ameritrade's thinkorswim platform, giving US investors commission-free trading alongside institutional-grade analytical tools that no standalone fintech broker has replicated.
FINRA is classified as a Tier 1 regulator. Highest level of investor protection with strict capital requirements and segregated client funds.
We currently list 8 stock brokers regulated by FINRA. The full list is shown above, sorted by overall trader rating.
FINRA is based in United States and covers the United States jurisdiction. As a Tier 1 regulator, it enforces strict capital adequacy, client fund segregation, and compensation schemes, making it one of the safest options for retail investors.
Visit the official FINRA website and use their public register or licence verification tool. Enter the broker's registered name or licence number to confirm its status. This is the most reliable way to check a broker's regulatory standing.
Compensation availability depends on the specific rules of FINRA in United States. Tier 1 regulators typically operate investor compensation schemes covering a portion of client funds. Check the regulator's official guidance for current limits and eligibility criteria.
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