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Stock market regulators license brokers and enforce rules on capital adequacy, client fund segregation, and investor compensation schemes. Tier 1 regulators (such as the SEC, FCA, and ASIC) offer the strongest investor protections. Browse by regulator to find brokers operating under a specific jurisdiction.
Tier 1 regulators impose strict capital requirements, segregated client funds, and investor compensation schemes. Choosing a broker regulated by one of these bodies gives you the strongest legal safeguards.
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