Aviso de alto risco: negociar instrumentos financeiros envolve um alto nível de risco e pode não ser adequado para todos os investidores.
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United StatesThe US Securities and Exchange Commission is the world's foremost securities market regulator, established under the Securities Exchange Act of 1934. The SEC oversees all US-registered securities broker-dealers, investment advisers, and exchanges, setting disclosure, capital adequacy, and conduct standards that define the global benchmark for investor protection. Unlike FINRA - which is a self-regulatory body operating under SEC supervision - the SEC is a federal government agency with direct enforcement and rulemaking authority. Broker-dealers registered with the SEC must also be FINRA members; the two licences are complementary, not interchangeable. For brokers offering equities, options, and US-listed securities, SEC registration is the primary federal licence that matters.
Verificar no registro oficial
Check an exchange's licence status directly on the SEC public register.
Interactive Brokers oferece posse real de criptomoedas (não CFDs) como Bitcoin, Ethereum e algumas altcoins via IBKR, regulado por SEC, FINRA e FCA, tornando-se uma das alternativas mais seguras para investidores sofisticados acessarem cripto.
SEC is classified as a Tier 1 crypto regulator. Comprehensive crypto regulatory framework with licensing requirements, asset segregation, and consumer protections.
We currently list 1 crypto exchange regulated or registered under SEC. The full list is shown above, sorted by overall rating.
SEC is based in United States and covers the United States jurisdiction. As a Tier 1 crypto regulator, it requires exchanges to hold client assets separately, maintain capital reserves, and meet ongoing compliance obligations, comparable to MiFID II standards for traditional finance.
Visit the official SEC website and use their public register or licence verification tool. Enter the exchange's registered name to confirm its current status. This is the most reliable way to verify regulatory standing.
SEC regulation primarily addresses licensing, AML/KYC compliance, and operational standards. Compensation for hacks depends on the exchange’s own insurance fund or Proof of Reserves commitments, not typically a government-backed compensation scheme. Always choose exchanges with published cold storage ratios and Proof of Reserves attestations.
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