Interactive Brokers
Listed broker with global market access, lowest financing rates we benchmark, and the powerful TWS workstation.
Neg. Balance ProtectionSegregated FundsRaw Spreads
4.6/ 5
Forex RegulatorBest FINRA-Regulated Forex Brokers
Last updated
2
Regulated Brokers
Country
United StatesJurisdiction
United States
Tier
Tier 1
Max Leverage
No mandated cap
Official Website
finra.org
Each broker on this page is regulated by the Financial Industry Regulatory Authority (FINRA), a Tier 1 securities regulator in the United States. FINRA oversees broker-dealers operating in US markets, with a focus on strict compliance standards, registration, and ongoing monitoring. Client fund protection is enforced through rules requiring clear separation of firm and customer assets. FINRA maintains a rigorous enforcement posture, regularly auditing its members and issuing sanctions for violations.
Verify on official register
Check a broker’s licence status directly on the FINRA register.
FINRA Regulated Brokers
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FINRA and NFA-regulated US broker with 40+ years of history and a best-in-class proprietary platform for US active and algorithmic traders, the go-to for serious traders who want equities, futures, options, and forex from one account.
Neg. Balance ProtectionSegregated Funds
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Frequently Asked Questions
FINRA is classified as a Tier 1 regulator. Highest level of investor protection with strict capital requirements and segregated client funds.
We currently list 2 forex brokers regulated by FINRA. The full list is shown above, sorted by overall trader rating.
FINRA is based in United States and covers the United States jurisdiction. Highest level of investor protection with strict capital requirements and segregated client funds.
Visit the official FINRA website and use their public register or licence verification tool. Enter the broker's registered name or licence number to confirm its status. This is the most reliable way to check a broker's regulatory standing.
Compensation availability depends on the specific rules of FINRA in United States. Tier 1 regulators typically operate investor compensation schemes covering a portion of client funds. Check the regulator's official guidance for current limits and eligibility criteria.