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HomeForexRegulators

FINRA

Last updated May 3, 2026

2
Regulated Brokers
Country
United StatesUnited States
Jurisdiction
United States
Tier
Tier 1

Highest level of investor protection with strict capital requirements and segregated client funds.

Max Leverage
No mandated cap

This regulator does not publish a mandated retail leverage limit.

Official Website
finra.org

The Financial Industry Regulatory Authority is the self-regulatory body overseeing US broker-dealers under SEC supervision. FINRA-registered firms must meet strict capital, conduct, and reporting standards. Combined with SEC registration, FINRA membership is the gold standard for US securities broker-dealers offering forex alongside equities and futures. Traders can verify any FINRA firm via BrokerCheck.

Verify on official register

Check a broker's licence status directly on FINRA's public register.

Official public register

FINRA Regulated Forex Brokers

2 brokers

Interactive Brokers

Trending
4 bonusesSEC, FINRA
4.6/ 5

Listed broker with global market access, lowest financing rates we benchmark, and the powerful TWS workstation.

Min. deposit: No minimum

Spreads from 0.2 pips

Commission: $2/lot

Up to 50:1

Read Review

TradeStation

2 bonusesFINRA, NFA
4.3/ 5

FINRA and NFA-regulated US broker with 40+ years of history and a best-in-class proprietary platform for US active and algorithmic traders - the go-to for serious traders who want equities, futures, options, and forex from one account.

Min. deposit: No minimum

Spreads from 1 pips

Up to 50:1

Read Review

Related Regulators

CFTC
United StatesUnited States
Tier 1
NFA
United StatesUnited States
Tier 1

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Frequently Asked Questions

FINRA is classified as a Tier 1 regulator. Highest level of investor protection with strict capital requirements and segregated client funds.

We currently list 2 forex brokers regulated by FINRA. The full list is shown above, sorted by overall trader rating.

FINRA is based in United States and covers the United States jurisdiction. As a Tier 1 regulator, it enforces strict capital adequacy, client fund segregation, and compensation schemes, making it one of the safest options for retail traders.

Visit the official FINRA website and use their public register or licence verification tool. Enter the broker's registered name or licence number to confirm its status. This is the most reliable way to check a broker's regulatory standing.

Compensation availability depends on the specific rules of FINRA in United States. Tier 1 regulators typically operate investor compensation schemes covering a portion of client funds. Check the regulator's official guidance for current limits and eligibility criteria.