SEC
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ThailandRegulated jurisdiction with established oversight, though with fewer investor protections than Tier 1.
This regulator does not publish a mandated retail leverage limit.
Thailand's Securities and Exchange Commission regulates capital markets, investment firms, and financial intermediaries. SEC-licensed brokers serving Thai retail clients must meet local licensing, conduct, and capital requirements. Thailand is one of Southeast Asia's most active retail forex markets, though the regulatory framework requires brokers to obtain local authorisation.
SEC Regulated Stock Brokers
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Find my brokerFrequently Asked Questions
SEC is classified as a Tier 2 regulator. Regulated jurisdiction with established oversight, though with fewer investor protections than Tier 1.
We currently list 0 stock brokers regulated by SEC. The full list is shown above, sorted by overall trader rating.
SEC is based in Thailand and covers the Thailand jurisdiction. As a Tier 2 regulator, it provides meaningful oversight, though investors should also verify whether a broker holds an additional Tier 1 licence for added protection.
Visit the official SEC website and use their public register or licence verification tool. Enter the broker's registered name or licence number to confirm its status. This is the most reliable way to check a broker's regulatory standing.
Compensation availability depends on the specific rules of SEC in Thailand. Tier 1 regulators typically operate investor compensation schemes covering a portion of client funds. Check the regulator's official guidance for current limits and eligibility criteria.