Risikowarnung: Der Handel mit Finanzinstrumenten ist mit einem hohen Risiko verbunden und ist möglicherweise nicht für alle Anleger geeignet.
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United StatesThe Financial Industry Regulatory Authority is the self-regulatory body overseeing US broker-dealers under SEC supervision. FINRA-registered firms must meet strict capital, conduct, and reporting standards. Combined with SEC registration, FINRA membership is the gold standard for US securities broker-dealers offering forex alongside equities and futures. Traders can verify any FINRA firm via BrokerCheck.
Im offiziellen Register überprüfen
Check an exchange's licence status directly on the FINRA public register.
Interactive Brokers offers real cryptocurrency ownership (not CFDs) on Bitcoin, Ethereum, and select altcoins via its regulated IBKR platform, backed by SEC, FINRA, and FCA oversight, making it one of the safest regulated routes to crypto for sophisticated investors.
TradeStation offers crypto CFDs alongside equities and futures under SEC/FINRA regulation, a full-service US broker with advanced algorithmic trading tools and institutional-grade market data.
FINRA is classified as a Tier 1 crypto regulator. Comprehensive crypto regulatory framework with licensing requirements, asset segregation, and consumer protections.
We currently list 2 crypto exchanges regulated or registered under FINRA. The full list is shown above, sorted by overall rating.
FINRA is based in United States and covers the United States jurisdiction. As a Tier 1 crypto regulator, it requires exchanges to hold client assets separately, maintain capital reserves, and meet ongoing compliance obligations, comparable to MiFID II standards for traditional finance.
Visit the official FINRA website and use their public register or licence verification tool. Enter the exchange's registered name to confirm its current status. This is the most reliable way to verify regulatory standing.
FINRA regulation primarily addresses licensing, AML/KYC compliance, and operational standards. Compensation for hacks depends on the exchange’s own insurance fund or Proof of Reserves commitments, not typically a government-backed compensation scheme. Always choose exchanges with published cold storage ratios and Proof of Reserves attestations.
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